Series 6 Top-Off

 

Series 6 – (Known as the Investment Company and Variable Contracts Products Representative Exam).  The Series 6 examination is required for individuals who wish to sell only investment company shares and variable annuities:

 

  • Securities Markets, Investment Securities, & Economic Factors

  • Production Information: Investment Companies & Variable Contracts

  • Taxation & Retirement Plans

  • Communications with the Public

  • Opening & Servicing Accounts

  • Evaluation of Customers

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